Compliance

CyberIQ Cybersecurity Assessments

Provides proactive protection against emerging cybersecurity threats.

In partnership with Razor Technology, Gryphon Compliance offers GryphonCyberIQ, an effective and cost-efficient unbiased cybersecurity assessment that mitigates risk and meets the heightened expectations of financial regulators such as SEC, FINRA, and state authorities.

GryphonCyberIQ provides for regular cybersecurity assessments that allow investment advisers and broker-dealer firms to identify vulnerabilities, ensure compliance with regulatory standards, and proactively protect against emerging threats.  Benefit from our strategic insights that combine regulatory compliance experience and IT knowledge.

Services include:

Review of cybersecurity policies
Assessment of cybersecurity environment
Design of incident  reporting protocols
Review of Form ADV Part 2A disclosures

GRYPHONCyberIQ Process

Comprehensive Evaluation
& Questionnaire

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Provide a detailed questionnaire for the client to complete.
Collect relevant documentation, including IT policies, network diagrams, and compliance reports.
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Technical Assessment

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Conduct in-depth reviews of endpoints, network configurations, access controls, and more.
Perform vulnerability  scanning and collect logs.
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Analysis & Reporting

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Analyze findings from the technical perspective.
Create a detailed report with risk prioritization, compliance gaps, and actionable recommendations.

Follow Up &
Recommendations

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Conduct follow-up interviews to address questions or clarifications.
Provide a prioritized roadmap for remediation and enhancement.

Advantages

Cyberattacks are increasingly sophisticated, and a weak incident response plan can lead to significant financial and reputational harm. Clients and stakeholders expect firms to take cybersecurity seriously to safeguard their sensitive information. Keep up with emerging threats and technology.

Why Needed?

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together?

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