Gryphon Compliance Electronic Communications Surveillance in partnership with Fingerprint Supervision
Monitoring Electronic Communications has never been easier.
Gryphon Compliance has partnered with Fingerprint Supervision to offer clients a best-in-class electronic communications compliance platform that delivers a comprehensive, tailored solution that streamlines communications monitoring and drives excellence in compliance management.
Whether a standalone or a fully-outsourced engagement, our platform delivers holistic oversight and risk management designed to detect fraud, identify undisclosed conflicts of interest, mitigate regulatory and legal risks, and protect your firm’s reputation resulting in improved client relationships.
Whether a standalone or a fully-outsourced engagement, our platform delivers holistic oversight and risk management designed to detect fraud, identify undisclosed conflicts of interest, mitigate regulatory and legal risks, and protect your firm’s reputation resulting in improved client relationships.
Services include:
Regulatory monitoring gap assessment
Surveillance policy development
Various electronic communications platform integration
Conduct ongoing reviews of outgoing and incoming communications
Automated issue escalation protocols using AI-based tools
Quarterly reporting leveraging advanced analytics
